Ascent is a regulatory compliance automation platform designed to help financial institutions manage and respond to regulatory requirements efficiently. Through its Regulatory Lifecycle Management Platform, Ascent leverages patented artificial intelligence and global regulatory insights to reduce the cost, risk, and complexity of compliance.
The platform supports organizations by:
- Enabling rapid horizon scanning for regulatory changes
- Automating change management processes
- Providing full traceability of compliance activities
- Allowing users to quickly adapt to new or evolving regulations
Ascent’s solutions are primarily tailored for financial institutions that need to stay on top of constantly changing regulations. The platform is designed to help these organizations know precisely what they need to comply with, automate manual processes, and scale compliance operations across the enterprise.
The company was founded in 2015 in Chicago, Illinois, by a team combining extensive expertise in software, financial services, product management, and regulatory intelligence. Key members of the leadership team include CEO Christopher Junker (with over 30 years in software), Mark Holmes (Head of Solutions Consulting, previously Founder & CEO of Waymark Tech), and specialists in customer experience, engineering, and regulatory research. Their combined backgrounds in SaaS, compliance, and technology shape Ascent’s focus on automation and regulatory intelligence.
Ascent’s value lies in empowering clients to transform compliance operations—improving productivity, minimizing manual effort, and ensuring operational risk mitigation through robust, traceable processes.
For more on their story and approach, see their About page.
Who Uses Ascent?
Ascent primarily serves financial institutions and organizations that face complex, fast-changing regulatory environments. While specific customer names are not listed, the platform is designed for banks, investment firms, and other financial entities seeking to modernize their compliance processes.
How Was Ascent Started?
Founded in 2015 in Chicago, Ascent was established by leaders with deep experience in software development, financial services, compliance, and regulatory intelligence. The founding team’s expertise has shaped a company focused on using automation and AI to address the growing complexities of regulatory change.
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